Heather Fox

NYE STREET PARTNERS LLC

Saratoga Springs, NY 12866

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CRD#: 5731494

Professional summary

Heather Fox, CFP®, who also goes by Heather Marie Fox, is a registered financial advisor currently at NYE STREET PARTNERS LLC located in Saratoga Springs, New York.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Heather has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Marie Fox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Serves as an employee of single family offices in addition to Nye Street Partners providing tax and accounting services to the SFOs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Fox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 26, 2021 - Present

NYE STREET PARTNERS LLC

Office #1: 18 Division St Unit 301, Saratoga Springs, NY 12866

RIA

CRD#: 316056

Saratoga Springs, NY

Past

March 25, 2019 - August 19, 2021

SHADE TREE ADVISORS LLC

RIA

CRD#: 289905

SARATOGA SPRINGS, NY

Past

May 9, 2012 - September 11, 2017

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

SARATOGA SPRINGS, NY

Past

March 10, 2010 - September 11, 2017

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

SARATOGA SPRINGS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/10/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2010

General Securities Representative Examination

Current Firm

NYE STREET PARTNERS LLC

CRD#: 316056 / SEC#:

New York

Registered Investment Advisory firm - (9/15/2021 Approved)

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Contact information

Main Address

18 Division St Unit 301, Saratoga Springs, NY 12866

Mailing Address

Phone number

(518) 246-6970

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 8,209,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Heather Fox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Fox's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYE STREET PARTNERS LLC

SHADE TREE ADVISORS LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/10/2010

SIE

Date: 9/11/2017

Series 7

Date: 3/9/2010

Current Firm

NYE STREET PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NYE STREET PARTNERS LLC

TRUST BUT VERIFY

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