Jasper M. Gallo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jasper Manary Gallo, who also goes by Jasper M Gallo, was a registered financial professional .
Jasper is a previously registered financial professional and started their career in finance in 2009. Jasper had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2016 - October 11, 2018
STILLPOINT CAPITAL, LLC
June 20, 2012 - February 26, 2014
CORPORATE FINANCE SECURITIES, INC.
July 27, 2011 - February 27, 2012
MORGAN STANLEY
June 27, 2011 - February 27, 2012
MORGAN STANLEY
November 16, 2009 - April 19, 2010
JESUP & LAMONT SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
