Danny C. Piper
Professional summary
Danny Clark Piper, who also goes by Danny Piper, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Danny is registered as a RR (Registered Representative) and started their career in finance in 2010. Danny has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Danny Clark Piper's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003June 21, 2011 - September 30, 2024
NEWCAP PARTNERS, INC.
December 1, 2010 - December 16, 2010
NEWCAP PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2025)
(3/27/2025)
(9/10/2025)
(3/27/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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