Troy Frazier

COPPELL ADVISORY SOLUTIONS LLC

Plano, TX 75024

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CRD#: 5730740

Professional summary

Troy Frazier is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Plano, Texas and AE WEALTH MANAGEMENT, LLC located in Plano, Texas.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Troy has worked at 6 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Frazier Wealth Strategies, Inc.; Yes, Investment Related; 5151 Headquarters Dr. #245, Plano, TX 75024; Insurance Sales; POSITION CEO; Start Date 6/2009; Approx. 121 hours a month; Approx. 86 hours during trading; Insurance Sales, fixed indexed annuities and Services 2)Estate planning document services, Investment Related: No,; 5151 Headquarters Dr. #245, Plano, TX 75024 Position: Facilitator, Duties: Introduce, coordinate, and provide access to platform for clients to prepare estate planning documents, Start Date: 6/2009, Approx hours per month: 121, Hours during trading: 86

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Frazier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2017 - Present

COPPELL ADVISORY SOLUTIONS LLC

Office #1: 5151 Headquarters Dr. Ste 245, Plano, TX 75024

RIA

CRD#: 156549

Plano, TX

Current

August 8, 2025 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 5151 Headquarters Drive Suite 245, Plano, TX 75024

RIA

CRD#: 282580

Plano, TX

Past

October 16, 2013 - September 29, 2017

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

PLANO, TX

Past

February 7, 2011 - October 16, 2013

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

PLANO, TX

Past

July 6, 2010 - February 16, 2011

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

PLANO, TX

Past

November 20, 2009 - July 2, 2010

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/2009

Uniform Investment Adviser Law Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Troy Frazier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Frazier's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPPELL ADVISORY SOLUTIONS LLC

AE WEALTH MANAGEMENT, LLC

INVESTMENT ADVISORS CORP

USA FINANCIAL SECURITIES LLC

HORTER INVESTMENT MANAGEMENT, LLC

INTEGRITY ALLIANCE, LLC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/2009

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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