Nicholas J. Merlino

VERITAS CAPITAL SECURITIES L.L.C.

NEW YORK, NY 10019

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CRD#: 5730516

Professional summary

Nicholas Joseph Merlino is a registered financial professional currently at VERITAS CAPITAL SECURITIES L.L.C. located in New York, New York and GOODGAME ADVISORS LLC located in Las Vegas, Nevada.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2011. Nicholas has worked at 11 firms and has passed the Series 99TO, Series 7TO, SIE, Series 14 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Joseph Merlino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2023 - Present

VERITAS CAPITAL SECURITIES L.L.C.

Office #1: 9 West 57th St Floor 31st, New York, NY 10019

CRD#: 323755

NEW YORK, NY

Current

August 21, 2025 - Present

GOODGAME ADVISORS LLC

CRD#: 333155

LAS VEGAS, NV

Past

January 20, 2026 - April 8, 2026

CAPLIGHT MARKETS LLC

CRD#: 103970

SAN FRANCISCO, CA

Past

August 19, 2025 - July 22, 2026

OLDEN LANE SECURITIES, LLC

CRD#: 173847

Bridgewater, NJ

Past

November 18, 2024 - August 27, 2025

NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC

CRD#: 321842

NEW YORK, NY

Past

January 11, 2024 - October 2, 2025

WEALTH HOUSE CAPITAL INC.

CRD#: 323088

Livingston, NJ

Past

August 25, 2023 - July 30, 2026

AIME CAPITAL MARKETS LLC

CRD#: 323458

GREAT NECK, NY

Past

July 20, 2023 - January 21, 2025

FIDX MARKETS LLC

CRD#: 322769

BERWYN, PA

Past

December 12, 2022 - April 11, 2024

ALTI STRATEGIC ADVISORY (US) BD, LLC

CRD#: 304839

NEW YORK, NY

Past

April 15, 2022 - August 17, 2022

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

Past

June 23, 2011 - May 13, 2013

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 4/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/4/2022

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 6/7/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GOODGAME ADVISORS LLC

CRD#: 333155 / SEC#: , 8-71299

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11015 Sanctuary Cove Court, Las Vegas, NV 89135

Mailing Address

11015 Sanctuary Cove Court, Las Vegas, NV 89135

Phone number

(408) 337-2398

Established

Delaware since 04/18/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TUOSTO, NICHOLAS RYAN	CHIEF EXECUTIVE OFFICER, SOLE MEMBER	5387073
MERLINO, NICHOLAS JOSEPH	CHIEF COMPLIANCE OFFICER	5730516
ROCHE, PASCAL	FINOP, PFO, POO	5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas J. Merlino

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Joseph Merlino's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOODGAME ADVISORS LLC

CAPLIGHT MARKETS LLC

OLDEN LANE SECURITIES, LLC

NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC

WEALTH HOUSE CAPITAL INC.

AIME CAPITAL MARKETS LLC

FIDX MARKETS LLC

ALTI STRATEGIC ADVISORY (US) BD, LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

BARCLAYS CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 4/15/2022

SIE

Date: 3/4/2022

Series 14

Date: 1/2/2023

Series 24

Date: 6/7/2022

FINRA

Current Firm

GOODGAME ADVISORS LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GOODGAME ADVISORS LLC

TRUST BUT VERIFY

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