Naveen C. Gopal

PACIFICA PARTNERS CAPITAL MANAGEMENT

Surrey, V3S 5A5

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CRD#: 5730243

Professional summary

Naveen Chandra Gopal is a registered financial advisor currently at PACIFICA PARTNERS CAPITAL MANAGEMENT INC. and PACIFICA PARTNERS CAPITAL MANAGEMENT located in Blaine, Washington.

Naveen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Naveen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Naveen Chandra Gopal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2016 - Present

PACIFICA PARTNERS CAPITAL MANAGEMENT INC.

Office #1: Suite #213 5455 - 152 Street, Surrey, V3S 5A5

RIA

CRD#: 162313

Surrey,

Current

January 1, 2016 - Present

PACIFICA PARTNERS CAPITAL MANAGEMENT

Office #1: 8105 Birch Bay Suite 103, Blaine, WA 98230

RIA

CRD#: 148834

Blaine, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFICA PARTNERS CAPITAL MANAGEMENT

PACIFICA PARTNERS CAPITAL MANAGEMENT | PACIFICA PARTNERS INC

CRD#: 148834 / SEC#: 801-69785

RIA

Registered Investment Advisory firm - (1/2/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/1/2016)

IAR

Washington
(1/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2015

Uniform Investment Adviser Law Examination

Current Firm

PACIFICA PARTNERS CAPITAL MANAGEMENT

PACIFICA PARTNERS CAPITAL MANAGEMENT | PACIFICA PARTNERS INC

CRD#: 148834 / SEC#: 801-69785

RIA

Registered Investment Advisory firm - (1/2/2009 Approved)

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Contact information

Main Address

Suite #213 5455 - 152 Street, Surrey, V3S 5A5

Mailing Address

Phone number

(604) 576-8908

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,392
AUM (Assets Under Management)	$ 252,142,737

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Naveen C. Gopal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Naveen Chandra Gopal's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFICA PARTNERS CAPITAL MANAGEMENT INC.

PACIFICA PARTNERS CAPITAL MANAGEMENT

Primary Firm SEC Registration

PACIFICA PARTNERS CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2015

Current Firm

PACIFICA PARTNERS CAPITAL MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFICA PARTNERS CAPITAL MANAGEMENT

TRUST BUT VERIFY

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