William B. Newman
Professional summary
William Barnett Newman, who also goes by William B Newman, is a registered financial advisor currently at NEWMAN'S FINANCIAL PLANNING located in Queen Creek, Arizona.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. William has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Barnett Newman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2016 - Present
NEWMAN'S FINANCIAL PLANNING
July 15, 2015 - November 23, 2015
VANGUARD MARKETING CORPORATION
November 26, 2009 - July 19, 2013
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2016)
(5/2/2016)
Exams
Current Firm
NEWMAN'S FINANCIAL PLANNING
CRD#: 282548 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 354 |
| AUM (Assets Under Management) | $ 71,224,840 |
Red Flags
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