PG
Paul L. Goldstein
PARK AVENUE SECURITIES LLC
CLEMSON, SC 29631
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CRD#: 5729859
PG
Professional summary
Paul L Goldstein, who also goes by Paul Levi Goldstein, Paul Goldstein, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Clemson, South Carolina.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Paul has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Levi Goldstein | Paul Goldstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Charity golf tournament-I help organize and run a charity nonprofit golf tournament fundraising event for a local Clemson Charity called Helen's Hugs.,
Start: 08/01/2014,
Address: 524 Squire Circle, Clemson SC 29631,
2 non bus hrs per month,
Not Investment related,
2. Outside Group and Health Sales-Outside health and life insurance,
Start date: 09/01/2014,
Address: 35 Brendan Way,Greenville SC 29615 ,
1023 W DeKalb St, Camden SC 29020,
Hrs per month - tot/bus: 12/4,
Investment related,
>10% annual compensation,
3. Rental Property,
Start: 01/01/2023,
Address: 129 Freedom Drive Clemson, SC 29631,
0 total hours per month,
Investment related,
Less than 10% Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Paul L Goldstein's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul L Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2021 - Present
PARK AVENUE SECURITIES LLC
Office #1: 133 Thomas Green Blvd 201, Clemson, SC 29631Office #2: 233 N. Main Street Suite 202, Greenville, SC 29601RIA
BD
CRD#: 46173
CLEMSON, SC
Current
March 18, 2013 - Present
PARK AVENUE SECURITIES LLC
Office #1: 133 Thomas Green Blvd 201, Clemson, SC 29631Office #2: 233 N. Main Street Suite 202, Greenville, SC 29601RIA
BD
CRD#: 46173
CLEMSON, SC
Past
May 18, 2011 - February 25, 2013
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/19/2025)
IAR
Alabama(2/19/2025)
RR
Connecticut(10/30/2024)
IAR
Connecticut(1/30/2025)
RR
Georgia(1/6/2015)
IAR
Georgia(6/17/2024)
RR
Louisiana(9/23/2025)
IAR
Louisiana(9/24/2025)
RR
Missouri(10/5/2018)
RR
New Jersey(9/21/2015)
IAR
New Jersey(1/4/2024)
RR
North Carolina(4/7/2014)
IAR
North Carolina(4/3/2021)
RR
Pennsylvania(7/8/2016)
RR
South Carolina(3/18/2013)
IAR
South Carolina(1/19/2021)
RR
Texas(11/6/2024)
IAR
Texas(11/6/2024)
RR
Virginia(8/12/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
