Ezra J. Kwak
Professional summary
Ezra Jin Kwak is a registered financial professional currently at IEX SERVICES LLC located in New York, New York.
Ezra is registered as a RR (Registered Representative) and started their career in finance in 2011. Ezra has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ezra Jin Kwak's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2020 - Present
IEX SERVICES LLC
Office #1: 3 World Trade Center 175 Greenwich Street 58th Floor, New York, NY, 10007January 27, 2011 - July 9, 2020
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2020)
Exams
24X National Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
IEX SERVICES LLC
CRD#: 167872 / SEC#: , 8-69280
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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