GW
Graeme S. Woods
G.S. WOODS WEALTH MANAGEMENT
Forest Hilll, MD
Some features on this profile are disabled
CRD#: 5729609
GW
Professional summary
Graeme Spencer Woods, ChFC®, CLU® is a registered financial advisor currently at G.S. WOODS WEALTH MANAGEMENT located in Forest Hilll, Maryland.
Graeme is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Graeme has worked at 4 firms and has passed the Series 63, Series 65, Series 82TO, Series 79TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Constance Financial Group LLC. I've had this LLC since 2009. NOT INVESTMENT RELATED and no longer in operation (AS OF JUNE 2013). 1158 S LEFEVER DR, Lititz, PA, 17543. I AM THE SINGLE MEMBER/OWNER/OPERATOR. THIS BUSINESS STARTED IN 1998 AS A SOLE PROPRIETORSHIP. Business research and development. This is part time and I DEVOTE APPROXIMATELY 0 HOURS A MONTH TO THIS BUSINESS including during SECURITIES TRADING HOURS 3.) GSW Trading Company dba Orilie's Medical Supply. It is not investment related; 1158 S. Lefever Dr., Lititz, PA 17543; wholesale Import and export company; General Manager, Single member owner; 04/30/2020; 1; Purchase and sell goods over seas. 6.) Multi Arbitrage Capital Solutions dba Venture Risk & Insurance; investment-related; 1108 Osborne Parkway, Forest Hill, MD, 21050; Private search for businesses to acquire, also insurance producer and business consultant. CEO; Started in 02/14/2024; 80 hours a month. I consult business owners on insurable and uninsurable risks in their business. The uninsurable risks include 8 drivers of company value. This helps owners manage their business and make data driven decisions to grow their business value or to exit. I am a producer of life accident and health insurance, as well as property and casualty insurance. I work closely with G.S. woods Wealth Management and other wealth advisors to help individuals and families who own businesses with financial planning and/or to provide qualified and non-qualified benefits advisory. I also develop software for the value management portion of the business. I search for business that the company may acquire that support the business as feeders (Insurance agencies or books of business, non-CPA firms, RIA's that work with business owners.) and other businesses that fit the companies' investment appetite.
CRS (Client Relationship Summary) - RIA
Click below to view Graeme Spencer Woods's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 8, 2016 - Present
G.S. WOODS WEALTH MANAGEMENT
RIA
CRD#: 285599
Forest Hilll, MD
Past
April 2, 2022 - April 18, 2025
FINALIS SECURITIES LLC
BD
CRD#: 305908
NEW YORK, NY
Past
February 6, 2015 - September 30, 2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
DANVILLE, PA
Past
September 10, 2013 - September 30, 2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
DANVILLE, PA
Past
March 26, 2010 - July 18, 2013
CONSTANCE FINANCIAL GROUP, LLC
RIA
CRD#: 152045
WYNCOTE, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(6/2/2023)
IAR
Pennsylvania(12/8/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 9/17/2022
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 79TO
Date: 4/2/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
GW
G.S. WOODS WEALTH MANAGEMENT
G.S. WOODS FINANCIAL SOLUTIONS LLC | G.S. WOODS WEALTH MANAGEMENT
CRD#: 285599 / SEC#:
Maryland
Registered Investment Advisory firm - (6/2/2023 Approved)Pennsylvania
Registered Investment Advisory firm - (12/8/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Forest Hilll, MD
Mailing Address
Phone number
(215) 740-5320
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
