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Steven James Grogan

Steven J. Grogan

SAVVY
Macomb, MI 48044
Some features on this profile are disabled
CRD#: 5729425
Steven James Grogan

Professional summary

Steven James Grogan, CFP® is a registered financial advisor currently at SAVVY located in Macomb, Michigan.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Steven has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)Director of Connect Macomb, a non-profit Chamber of Commerce organization; Non-investment related; Start date: 12/01/2017; Approximately 2 hours per month. 2.)Owner of Datum Point Tools, Inc., industrial tool distribution and sales; Non-investment related; Start date: 11/01/2016; Approximately 20 hours per month. 3.)Owner of Atticus Wealth Management, LLC used as a dba/marketing brand name for financial services; Investment-related; Start date: 3/09/2011; Approximately 20 hours per month. 4.)Owner of PCG Properties, LLC, a property management company; Non-investment related; Start date: 1/01/2012; Approximately 1 hour per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven James Grogan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

September 18, 2025 - Present

SAVVY

Office #1: 46851 Garfield Road, Macomb, MI 48044
RIA
CRD#: 318493
Macomb, MI
Past

February 2, 2018 - September 9, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Macomb, MI
Past

February 2, 2018 - September 9, 2025

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Macomb, MI
Past

June 4, 2015 - February 5, 2018

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
SHELBY TOWNSHIP, MI
Past

May 29, 2015 - February 5, 2018

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
SHELBY TOWNSHIP, MI
Past

December 16, 2011 - June 1, 2015

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
FARMINGTON HILLS, MI
Past

February 11, 2010 - June 1, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
FARMINGTON HILLS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS

CRD#: 318493 / SEC#: 801-123656

RIA
Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(9/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/23/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/23/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/10/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS

CRD#: 318493 / SEC#: 801-123656

RIA
Registered Investment Advisory firm - (4/11/2022 Approved)
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Contact information

Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts3,776
AUM (Assets Under Management)$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAVVY

CRD#: 318493Macomb, MI 48044

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