Steven Amodio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Amodio was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2010. Steven had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2011 - November 10, 2015
ABEL/NOSER CORP.
January 1, 2010 - May 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ABEL/NOSER CORP.
CRD#: 7537 / SEC#: , 8-21897
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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