Carl-johan Berg
Professional Summary
Carl-johan Berg, who also goes by Carl Johan Berg, is a registered financial advisor currently at CREATIS CAPITAL LLC located in Cape Elizabeth, Maine. Carl-johan is registered as a RR (Registered Representative) and started their career in finance in 2009. Carl-johan has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carl Johan Berg
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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PFS INVESTMENTS INC.
Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
CREATIS CAPITAL LLC | THE GEMINI SECURITIES GROUP LLC | NORTHWINDS ADVISORS LLC
Contact Information
Main Address
23 Salt Spray Lane, Cape Elizabeth, ME 04107Mailing Address
23 Salt Spray Lane, Cape Elizabeth, ME 04107Phone Number
(646) 535-0328Established
Illinois since 07/18/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PFS INVESTMENTS INC.
State Registrations and Notice Filings
(10/17/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Carl-johan Berg's CRS (Customer Relationship Summary).
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PFS INVESTMENTS INC.
