Rory Carney

HYGGE ADVISORS

St. Petersburg, FL 33701

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CRD#: 5728958

Professional summary

Rory Carney, AIF® is a registered financial advisor currently at HYGGE ADVISORS, LLC located in St. Petersburg, Florida.

Rory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Rory has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent consultant for physical precious metals (non-securities) and other alternative investments that are non-securities (i.e. cryptocurrencies) 2. organizer of conferences and seminars that deal with financial topics.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rory Carney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 17, 2018 - Present

HYGGE ADVISORS, LLC

Office #1: 360 Central Ave, Suite 800, St. Petersburg, FL 33701

RIA

CRD#: 289980

St. Petersburg, FL

Past

January 10, 2017 - April 20, 2018

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Tampa, FL

Past

January 3, 2017 - April 20, 2018

J.W. COLE FINANCIAL, INC.

CRD#: 124583

TAMPA, FL

Past

February 3, 2015 - December 27, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

ST PETERSBURG, FL

Past

March 31, 2014 - December 27, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ST PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/17/2018)

IAR

Ohio
(1/28/2019)

IAR

Virginia
(10/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 1/14/2016

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 3/31/2014

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/30/2017

General Securities Principal Examination

Current Firm

HYGGE ADVISORS, LLC

CRD#: 289980 / SEC#:

Florida

Registered Investment Advisory firm - (7/17/2018 Approved)

Ohio

Registered Investment Advisory firm - (1/28/2019 Approved)

Virginia

Registered Investment Advisory firm - (10/15/2018 Approved)

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Contact information

Main Address

360 Central Ave, Suite 800, St. Petersburg, FL 33701

Mailing Address

Phone number

(727) 344-9160

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 19,028,980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rory Carney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rory Carney's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/2015

Series 63

Date: 8/2/2014

SIE

Date: 4/20/2018

Series 62

Date: 1/14/2016

Series 6

Date: 3/31/2014

Series 24

Date: 3/30/2017

Current Firm

HYGGE ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HYGGE ADVISORS, LLC

TRUST BUT VERIFY

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