Kyle A. Stevens
Professional summary
Kyle Andrew Stevens was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kyle is a previously registered financial professional and started their career in finance in 2015. Prior to being barred, Kyle had worked at 2 firms, which includes CREDIT UNION INVESTMENT SERVICES, SECU BROKERAGE SERVICES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2016 - July 20, 2020
CREDIT UNION INVESTMENT SERVICES
December 8, 2015 - July 20, 2020
SECU BROKERAGE SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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