MT
My K. Ton
INTRUA FINANCIAL
Wichita Falls, TX
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CRD#: 5728783
MT
Professional summary
My Kim Ton, who also goes by My Ton Gray, My Ton, is a registered financial advisor currently at INTRUA FINANCIAL located in Wichita Falls, Texas and LPL FINANCIAL LLC located in Wichita Falls, Texas.
My is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. My has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
My Ton Gray | My Ton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 6/2022- lntrua Financial- DBA for LPL Business (entity for LPL business)- inv. related- Wichita Falls, TX 2) 6/2022- SCARLISS,LLC- Business Owner/ CEO- cosmetic product company - non-inv. related- start date 2/2010- Wichita Falls, TX-0hrs 3) 6/2022- Aura Gold Labs Sole Prop- Business Owner/ CEO- formulator for cosmetic product-non-inv. related- start date 1/2022- Wichita Falls, TX-0hrs 4) 11/22/2022 - OneAmerica Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/04/2022 - 10 Hours Per Month/1 Hour During Securities Trading. 5) 12/14/2022 - Lafayette Life Insurance (member of Western Southern Financial Group) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 10/04/2022 - 10 Hours Per Month/1 Hours During Securities Trading 6) 06/15/2023 - Sunera Development, LLC - Investment Related - At Reported Business Location(s) - Other - Real Estate Investment - President & CEO - Start Date 02/16/2023 - 20 Hours Per Month/1 Hour During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view My Kim Ton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2022 - Present
INTRUA FINANCIAL
RIA
CRD#: 281554
Wichita Falls, TX
Current
June 16, 2022 - Present
LPL FINANCIAL LLC
Office #1: 2304 Midwestern Pkwy, Ste 106, Wichita Falls, TX 76308RIA
BD
CRD#: 6413
WICHITA FALLS, TX
Past
December 18, 2015 - June 24, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WICHITA FALLS, TX
Past
November 23, 2015 - June 24, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WICHITA FALLS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/16/2022)
RR
Arkansas(6/16/2022)
RR
California(9/13/2023)
RR
Colorado(6/16/2022)
RR
Florida(6/16/2022)
RR
Kansas(6/16/2022)
RR
Louisiana(6/16/2022)
RR
Massachusetts(6/16/2022)
RR
Missouri(6/16/2022)
RR
Montana(6/16/2022)
RR
North Carolina(6/16/2022)
RR
Oklahoma(6/16/2022)
RR
Texas(6/16/2022)
IAR
Texas(6/16/2022)
RR
Washington(6/16/2022)
RR
West Virginia(6/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
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Contact information
Main Address
3737 Buffalo Speedway Suite 400, Houston, TX 77098
Mailing Address
Phone number
(713) 355-9910
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,051 |
| AUM (Assets Under Management) | $ 1,212,765,982 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
