Warren C. Carrick

SLEDGE AND COMPANY WEALTH ADVISORS

HIGH POINT, NC 27262

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CRD#: 5728615

Professional summary

Warren Chad Carrick, who also goes by W Chad Carrick, is a registered financial advisor currently at SLEDGE AND COMPANY WEALTH ADVISORS located in High Point, North Carolina.

Warren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Warren has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

W Chad Carrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SLEDGE AND COMPANY, PLLC. CPA/PARTNER. INDIVIDUAL AND BUSINESS TAXATION. 115 WEST STATE AVENUE, HIGH POINT, NC. NON-INVESTMENT RELATED. 2. CAPITAL INVESTMENT GROUP, INC. REGISTERED REPRESENTATIVE. BROKER-DEALER. 115 WEST STATE AVENUE, HIGHT POINT, NC. INVESTMENT RELATED. 3. SLEDGE AND COMPANY WEALTH ADVISORS, LLC. INVESTMENT ADVISER REPRESENTATIVE. 115 WEST STATE AVENUE, HIGH POINT, NC 27262. STARTED 5/2025. ACTIVITY IS INVESTMENT RELATED. 5 HRS/WK, 5 HRS DURING NORMAL TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren Chad Carrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2025 - Present

SLEDGE AND COMPANY WEALTH ADVISORS

Office #1: 115 W. State Avenue, High Point, NC 27262

RIA

CRD#: 336314

HIGH POINT, NC

Past

May 6, 2011 - July 16, 2025

THE WEALTH GROUP, LTD

RIA

CRD#: 154106

HIGH POINT, NC

Past

February 4, 2010 - May 3, 2011

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 149124

RALEIGH, NC

Past

December 3, 2009 - October 21, 2025

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

HIGH POINT, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLEDGE AND COMPANY WEALTH ADVISORS

SLEDGE AND COMPANY WEALTH ADVISORS | SLEDGE AND COMPANY WEALTH ADVISORS, LLC

CRD#: 336314 / SEC#: 801-132809

RIA

Registered Investment Advisory firm - (5/19/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/2/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SLEDGE AND COMPANY WEALTH ADVISORS

SLEDGE AND COMPANY WEALTH ADVISORS | SLEDGE AND COMPANY WEALTH ADVISORS, LLC

CRD#: 336314 / SEC#: 801-132809

RIA

Registered Investment Advisory firm - (5/19/2025 Approved)

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Contact information

Main Address

115 W. State Avenue, High Point, NC 27262

Mailing Address

Phone number

(336) 889-3013

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SLEDGE AND CO. ADV PART 2A (4/17/2025)

Regulatory assets under management

Total Number of Accounts	393
AUM (Assets Under Management)	$ 163,844,744

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Warren C. Carrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren Chad Carrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WEALTH GROUP, LTD

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CAPITAL INVESTMENT GROUP, INC.

Primary Firm SEC Registration

SLEDGE AND COMPANY WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2010

Series 63

Date: 12/21/2009

SIE

Date: 10/1/2018

Series 6

Date: 12/2/2009

Current Firm

SLEDGE AND COMPANY WEALTH ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SLEDGE AND COMPANY WEALTH ADVISORS

TRUST BUT VERIFY

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