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MG

Manuel Gomez

VSI SECURITIES
Miami, FL 33131
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CRD#: 5728613
MG

Professional summary


Manuel Gomez is a registered financial professional currently at VSI SECURITIES, INC. located in Miami, Florida.

Manuel is registered as a RR (Registered Representative) and started their career in finance in 2010. Manuel has worked at 1 firm .

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Manuel Gomez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 6, 2014 - Present

VSI SECURITIES, INC.

Office #1: 1111 Brickell Avenue, Suite 1575, Miami, FL 33131
RIA
BD
CRD#: 114419
Miami, FL
Past

July 2, 2010 - February 22, 2012

VSI SECURITIES, INC.

BD
CRD#: 114419
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


SRO Registrations
RR
FINRA

Current Firm


VS
VSI SECURITIES, INC.
VENECREDIT SECURITIES, INC. | VSI SECURITIES, INC.

CRD#: 114419 / SEC#: , 8-53425

Florida
Registered Investment Advisory firm - SEC (2/13/2018 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1111 Brickell Avenue, Suite 1575 Suite 1575, Miami, FL 33131
Mailing Address
1111 Brickell Avenue Suite 1575, Miami, FL 33131
Phone number
(305) 372-2446
Established
Florida since 05/01/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
6

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
VBT HOLDINGS, LTD.OWNER
FRIAS, ALVARO JOSECEO / PRESIDENT / SECRETARY4496884
GIMON ESTRADA, RICARDODIRECTOR4470065
RODRIGUEZ, ROBERTO VAZQUEZDIRECTOR5728614
VALLE, GEORGE FCCO / FINOP , AMLCO1916856
VIVAS MARQUEZ, YSISDIRECTOR7075228

Regulatory assets under management


Total Number of Accounts93
AUM (Assets Under Management)$ 28,544,024

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VSI SECURITIES, INC.

CRD#: 114419Miami, FL 33131

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