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Kevin Dale Webb

THRIVENT ADVISOR NETWORK
Ontario, CA
·CRD# 5728604·16 years experience

Professional Summary

Kevin Dale Webb, who also goes by Kevin D Webb, is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Ontario, California and THRIVENT INVESTMENT MANAGEMENT INC. located in Ontario, California. Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kevin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin D Webb

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

THRIVENT ADVISOR NETWORK, LLC·CRD# 304569
RIA
3333 East Concours Ste 8100, Suite 8100, Ontario, CA 91764
May 19, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
BD
3333 E Concours, Ontario, CA 91764
June 13, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Ontario, CA
July 16, 2020 - June 5, 2024
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Ontario, CA
September 3, 2010 - July 15, 2020
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Ontario, CA
July 12, 2010 - July 15, 2020

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Current Firm

TA
THRIVENT ADVISOR NETWORK, LLC

49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PEARL STREET WEALTH PARTNERS | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES

CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - SEC (7/24/2019 Approved)

Contact Information

Main Address

600 Portland Avenue South, Minneapolis, MN 55415

Phone Number

(612) 844-8444

# of Employees

119

SEC notice filing (47 States and Territories)

Registered to provide investment advisory services in 47 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAN FIRM BROCHURE (10/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

25,415

AUM (Assets Under Management)

$6,835,173,774

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HABITAT FOR HUMANITY POMONA VALLEY POSITION: Member, Board of Directors NATURE: Charitable Organization dedictated to provide safe, decent and affordable housing INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2015 ADDRESS: 2111 Bonita Ave., LaVerne CA 91750, United States DESCRIPTION: As a board member I help set policy for the organization, which selects recipient families and provides housing for them, usually through new construction. The board also oversees the operating budget and Executive Director/staff THRIVENT ADVISOR NETWORK, LLC; DBA CONCOURS CAPITAL ADVISORS POSITION: Advisor NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 06/06/2024 ADDRESS: 3333 Concours St., Ontario CA 91784, United States DESCRIPTION: Provide investment advisory services to retail clients FIXED INSURANCE POSITION: Agent NATURE: Selling/servicing fixed insurance contract(s). INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 3333 Concour St. Suite 180, Ontario CA 91764, United States DESCRIPTION: Selling/servicing fixed insurance contract(s). IEFC, LLC POSITION: Owner/Partner NATURE: LLC is established for the expenses of TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 3333 Concours St, Suite 8100, Ontario CA 91764, United States DESCRIPTION: As owner/partner I have an co-equal responsibility to oversee the operations and finances of the LLC

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC

49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PEARL STREET WEALTH PARTNERS | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES

CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - SEC (7/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/29/2025)
RR
Arizona
(1/29/2025)
RR
Arkansas
(1/29/2025)
IAR
California
(5/19/2020)
RR
California
(6/13/2024)
RR
Colorado
(1/29/2025)
RR
Idaho
(1/29/2025)
RR
Kansas
(1/29/2025)
RR
Kentucky
(1/29/2025)
RR
Maryland
(1/29/2025)
RR
Nevada
(1/29/2025)
RR
North Carolina
(1/29/2025)
RR
Oklahoma
(3/17/2025)
RR
Oregon
(1/29/2025)
RR
Pennsylvania
(1/29/2025)
IAR
Texas
(2/11/2022)
RR
Texas
(1/29/2025)
RR
Utah
(11/21/2025)
RR
Washington
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2010About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Kevin Dale Webb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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