Paul Daniel Ouweneel
CFP®Professional Summary
Paul Daniel Ouweneel, CFP®, who also goes by Paul Ouweneel, is a registered financial advisor currently at RKCA, INC. located in Milwaukee, Wisconsin. Paul is registered as a RR (Registered Representative) and started their career in finance in 2009. Paul has worked at 3 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 79, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul Ouweneel
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
RIPPE & KINGSTON CAPITAL ADVISORS, INC. | WINTON ASSOCIATES, INC. | RKCA, INC. | RKCA
Contact Information
Main Address
1077 Celestial Street, Cincinnati, OH 45202Mailing Address
1077 Celestial Street, Cincinnati, OH 45202Phone Number
(513) 371-5533Established
Ohio since 01/23/1986Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/17/2015)
(2/17/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jan 2015About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Paul Daniel Ouweneel's CRS (Customer Relationship Summary).
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