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MM

Michael G. Maloney

REDI GLOBAL TECHNOLOGIES LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 5728423
MM

Professional summary

Michael G Maloney is a registered financial professional currently at REDI GLOBAL TECHNOLOGIES LLC located in New York, New York and TORA TRADING SERVICES, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 3 firms and has passed the Series 66, Series 3, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael G Maloney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 17, 2013 - Present

REDI GLOBAL TECHNOLOGIES LLC

Office #1: 28 Liberty Street 58th Floor, New York, NY, 10005
BD
CRD#: 41924
New York, NY
Current

April 25, 2024 - Present

TORA TRADING SERVICES, LLC

Office #1: 28 Liberty Street Floor 57, New York, NY 10005
BD
CRD#: 135423
New York, NY
Past

August 23, 2013 - December 10, 2013

MORGAN STANLEY

RIA
CRD#: 149777
BINGHAMTON, NY
Past

July 22, 2013 - December 10, 2013

MORGAN STANLEY

BD
CRD#: 149777
BINGHAMTON, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/3/2014)
RR
Alaska
(1/3/2014)
RR
Arizona
(1/3/2014)
RR
Arkansas
(1/3/2014)
RR
California
(1/3/2014)
RR
Colorado
(1/3/2014)
RR
Connecticut
(1/3/2014)
RR
Delaware
(1/3/2014)
RR
District of Columbia
(1/3/2014)
RR
Florida
(1/3/2014)
RR
Georgia
(1/3/2014)
RR
Hawaii
(1/3/2014)
RR
Idaho
(1/3/2014)
RR
Illinois
(1/3/2014)
RR
Indiana
(1/3/2014)
RR
Iowa
(1/3/2014)
RR
Kansas
(1/3/2014)
RR
Kentucky
(1/3/2014)
RR
Louisiana
(1/3/2014)
RR
Maine
(1/3/2014)
RR
Maryland
(1/3/2014)
RR
Massachusetts
(1/3/2014)
RR
Michigan
(1/3/2014)
RR
Minnesota
(1/3/2014)
RR
Mississippi
(1/3/2014)
RR
Missouri
(1/3/2014)
RR
Montana
(1/3/2014)
RR
Nebraska
(1/3/2014)
RR
Nevada
(1/3/2014)
RR
New Hampshire
(1/3/2014)
RR
New Jersey
(1/3/2014)
RR
New Mexico
(1/3/2014)
RR
New York
(12/17/2013)
RR
North Carolina
(1/6/2014)
RR
North Dakota
(1/3/2014)
RR
Ohio
(1/3/2014)
RR
Oklahoma
(1/3/2014)
RR
Oregon
(1/3/2014)
RR
Pennsylvania
(1/3/2014)
RR
Puerto Rico
(1/3/2014)
RR
Rhode Island
(1/3/2014)
RR
South Carolina
(1/3/2014)
RR
South Dakota
(1/3/2014)
RR
Tennessee
(4/5/2017)
RR
Texas
(1/3/2014)
RR
Utah
(1/3/2014)
RR
Vermont
(1/3/2014)
RR
Virgin Islands
(1/3/2014)
RR
Virginia
(1/3/2014)
RR
Washington
(1/3/2014)
RR
West Virginia
(1/3/2014)
RR
Wisconsin
(1/3/2014)
RR
Wyoming
(1/3/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/22/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 7/30/2024
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/15/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TT
TORA TRADING SERVICES, LLC
TORA TRADING SERVICES, LLC

CRD#: 135423 / SEC#: , 8-66925

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
28 Liberty Street 58fl, New York, NY 10005
Mailing Address
28 Liberty Street Floor 56, New York, NY 10005
Phone number
(650) 513-6700
Established
Delaware since 01/27/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TORA TRADING SERVICES, LTD.SOLE OWNER
BALTOVSKI, ALEXANDERFINOP2350828
CUTLER, SETHDIRECTOR2594208
IAMSCICOV WEIGL, KATARINASECRETARY7893210
IAMSCICOV WEIGL, KATARINACHIEF COMPLIANCE OFFICER7893210
MALONEY, MICHAEL GMANAGING PRINCIPAL, DIRECTOR5728423
SIBLEY, JOHN HOLDENDIRECTOR5781488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TORA TRADING SERVICES, LLC

CRD#: 135423New York, NY 10005

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