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HP

Hanna G. Paik

KAYAN SECURITIES
Los Angeles, CA 90010-3917
Some features on this profile are disabled
CRD#: 5728240
HP

Professional summary

Hanna Gishim Paik, who also goes by Gishim Han, Hanna G Paik, is a registered financial professional currently at KAYAN SECURITIES, INC. located in Los Angeles, California.

Hanna is registered as a RR (Registered Representative) and started their career in finance in 2010. Hanna has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gishim Han | Hanna G Paik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hanna Gishim Paik's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2021 - Present

KAYAN SECURITIES, INC.

Office #1: 3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917
BD
CRD#: 156175
Los Angeles, CA
Past

November 29, 2019 - September 1, 2020

ACE DIVERSIFIED CAPITAL, INC.

BD
CRD#: 41768
LOS ANGELES, CA
Past

May 31, 2017 - December 19, 2017

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Tustin, CA
Past

November 29, 2010 - January 25, 2017

NYLIFE SECURITIES LLC

BD
CRD#: 5167
CHINO HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/10/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/19/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/27/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KAYAN SECURITIES, INC.
KAYAN SECURITIES, INC.

CRD#: 156175 / SEC#: , 8-68770

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917
Mailing Address
3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917
Phone number
(213) 739-0998
Established
California since 07/22/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KIM, YONG SOOCEO, PRESIDENT, CFO, CO-CCO, FINOP, DIRECTOR1747849
KIM, JAEHWANPRESIDENT, CO-CCO2544922

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KAYAN SECURITIES, INC.

CRD#: 156175Los Angeles, CA 90010-3917

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