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Nitesh Singh

Some features on this profile are disabled
CRD#: 5727651
NS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nitesh Singh, who also goes by Nitesh R Singh, Nitesh Raj Singh, Nitesh Singh, was a registered financial professional .

Nitesh is a previously registered financial professional and started their career in finance in 2015. Nitesh had worked at 4 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nitesh R Singh | Nitesh Raj Singh | Nitesh Singh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 6, 2024 - September 15, 2025

LIME TRADING CORP

BD
CRD#: 11826
NEW YORK, NY
Past

October 15, 2018 - June 6, 2022

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

February 1, 2018 - October 10, 2018

MUFG SECURITIES AMERICAS INC.

BD
CRD#: 19685
NEW YORK, NY
Past

November 11, 2015 - August 1, 2017

UBS SECURITIES LLC

BD
CRD#: 7654
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/11/2015
General Securities Representative Examination

Current Firm

LT
LIME TRADING CORP
A H HAYNES AND COMPANY | WHOTRADES, INC. | SCORE PRIORITY CORP. | LIME TRADING CORP | LIME TRADING | LIME EXECUTION | LIME | JUST2TRADE, INC. | A.H. HAYNES & CO., INC.

CRD#: 11826 / SEC#: , 8-27061

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
450 7th Ave 31st Floor, New York, NY 10123
Mailing Address
450 7th Ave 31st Floor, New York, NY 10123
Phone number
(646) 558-3232
Established
Delaware since 06/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
F.H. GLOBAL, INC.PARENT
LEBOWITZ, SCOTT ECHIEF COMPLIANCE OFFICER1867003
LEVY, MICHAEL ISAACCHIEF FINANCIAL OFFICER5181325
ROMERO, MONIQUEFINOP/PFO6712654
SANDBLOM, JOHANPRESIDENT4302289
SEHIC, EVACHIEF EXECUTIVE OFFICER4198771

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIME TRADING CORP

CRD#: 11826

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