Andrew J. Krause
Professional summary
Andrew James Krause JR., who also goes by A.j. Krause Jr., Andrew James Krause, Andrew Krause, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 5 firms and has passed the Series 63, Series 65, Series 82TO, Series 3, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew James Krause JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003December 2, 2018 - December 8, 2022
OBERON SECURITIES, LLC
November 3, 2015 - August 16, 2018
STILLPOINT CAPITAL, LLC
November 15, 2011 - May 1, 2014
M HOLDINGS SECURITIES, INC.
February 12, 2010 - March 8, 2011
CAPITAL WEALTH PLANNING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2023)
(1/6/2023)
(1/17/2023)
(7/19/2024)
(9/29/2025)
(1/6/2023)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 6/18/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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