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JB

Justin Bradburry

Some features on this profile are disabled
CRD#: 5727628
JB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Bradburry, who also goes by Justin Wayne Bradburry, Justin Bradburry, was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2009. Justin had worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Justin Wayne Bradburry | Justin Bradburry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 27, 2018 - May 12, 2018

TD AMERITRADE, INC.

RIA
CRD#: 7870
PEARLAND, TX
Past

February 26, 2018 - May 12, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
PEARLAND, TX
Past

February 26, 2018 - May 12, 2018

TD AMERITRADE, INC.

BD
CRD#: 7870
PEARLAND, TX
Past

April 14, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

April 12, 2017 - February 26, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
SUGARLAND, TX
Past

June 23, 2016 - March 24, 2017

FORESTERS EQUITY SERVICES, INC.

RIA
CRD#: 18464
DALLAS, TX
Past

June 23, 2016 - March 24, 2017

FORESTERS EQUITY SERVICES, INC.

BD
CRD#: 18464
SAN DIEGO, CA
Past

December 3, 2015 - June 22, 2016

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
DALLAS, TX
Past

October 23, 2015 - June 21, 2016

NYLIFE SECURITIES LLC

BD
CRD#: 5167
DALLAS, TX
Past

May 9, 2014 - October 2, 2015

HARRISDIRECT LLC

RIA
CRD#: 42159
DALLAS, TX
Past

May 9, 2014 - October 2, 2015

E*TRADE SECURITIES LLC

BD
CRD#: 29106
DALLAS, TX
Past

June 3, 2013 - February 18, 2014

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
WESTLAKE, TX
Past

May 30, 2013 - February 14, 2014

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX
Past

February 24, 2010 - February 11, 2013

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
AUSTIN, TX
Past

December 11, 2009 - February 11, 2013

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/17/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/12/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/2009
General Securities Representative Examination

Current Firm

TD AMERITRADE, INC.
TD AMERITRADE, INC.
TD AMERITRADE, INC. | WATERHOUSE SECURITIES, INC. | TD WATERHOUSE INVESTOR SERVICES, INC. | TD WATERHOUSE INVESTOR SERVICES, INC.

CRD#: 7870 / SEC#: 801-60469, 8-23395

BD
Terminated by SEC on 09/17/2024
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Contact information

Main Address
200 South 108th Avenue, Omaha, NE 68154
Mailing Address
Phone number
(800) 669-3900
Established
New York since 09/29/1978
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
5,840

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TD AMERITRADE ONLINE HOLDINGS LLC.OWNER
KONOP, LYNN MARIECHIEF COMPLIANCE OFFICER - BD1216310
KOSTULIAS, JAMES ROBERTPRESIDENT3091009
STARR, JEFFREY HAROLDMANAGING DIRECTOR, OPERATIONS4700461
THOMPSON, AARON MARKCHIEF FINANCIAL OFFICER/FINOP6483170

Disclosures

Regulatory Event79
Civil Event1
Arbitration145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CRD#: 7870

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