John C. Cort

COMPASS WEALTH ADVISORS

PETALUMA, CA 94952

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CRD#: 5727496

Professional summary

John Christian Cort, who also goes by John Cort, is a registered financial advisor currently at COMPASS WEALTH ADVISORS located in Petaluma, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. John has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Cort

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christian Cort's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2013 - Present

COMPASS WEALTH ADVISORS

Office #1: 135 Keller Street, Suite C, Petaluma, CA 94952

RIA

CRD#: 165749

PETALUMA, CA

Past

August 24, 2010 - January 16, 2013

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

PETALUMA, CA

Past

January 27, 2010 - January 16, 2013

NATIONAL PLANNING CORPORATION

CRD#: 29604

PETALUMA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/2/2013)

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Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/26/2010

General Securities Representative Examination

Current Firm

COMPASS WEALTH ADVISORS

COMPASS WEALTH ADVISORS | COMPASS WEALTH ADVISORS, LLC

CRD#: 165749 / SEC#:

California

Registered Investment Advisory firm - (1/1/2013 Approved)

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Contact information

Main Address

14 Keller Street, Petaluma, CA 94952

Mailing Address

Phone number

(707) 494-3250

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 32,540,218

Red Flags

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John C. Cort

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christian Cort's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS WEALTH ADVISORS

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2010

Series 7

Date: 1/26/2010

Current Firm

COMPASS WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COMPASS WEALTH ADVISORS

TRUST BUT VERIFY

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