BC
Benjamin M. Calvert
SYNOVUS SECURITIES
Huntsville, AL 35801
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CRD#: 5727443
BC
Professional summary
Benjamin M. Calvert, CFP®, who also goes by Ben Calvert, Benjamin M Calvert, Benjamin Michael Calvert, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Huntsville, Alabama.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Benjamin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Calvert | Benjamin M Calvert | Benjamin Michael Calvert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHRIST PRES CHURCH | 288 OLD HWY 431, HUNTSVILLE, AL | CHURCH | TREASURER | 5 HOURS PER MONTH | 0 HOURS DURING TRADING HOURS | NOT INVESTMENT RELATED | START DATE 7/29/2019 | BUDGET PLANNING, BOOKKEEPING, AND FINANCIAL REPORTING. I AM NOT A SIGNER ON ANY OF THE CHURCHES ACCOUNTS AND HAVE NO DIRECT CONTROL OVER THE FUNDS | NO COMPENSATION
NORTH ALABAMA LACROSSE | START DATE 10/15/2020 | 4800 WHITESBURG DRIVE, SUITE 30, HUNTSVILLE, AL 35802 | YOUTH SPORTS LEAGUE | TREASURER | 5 HRS/MO, 0 DURING TRADING | NOT INVESTMENT RELATED | NO COMPENSATION | PREPARE FINANCIAL STATEMENTS AND GIVE A STATUS REPORT AT MONTHLY BOARD MEETINGS. IM ALSO AN ASSISTANT COACH ON MY SONS TEAM.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin M. Calvert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Benjamin M. Calvert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
August 30, 2019 - Present
SYNOVUS SECURITIES, INC.
Office #1: 301 Washington Street, Huntsville, AL 35801RIA
BD
CRD#: 14023
Huntsville, AL
Current
August 30, 2019 - Present
SYNOVUS SECURITIES, INC.
Office #1: 301 Washington Street, Huntsville, AL 35801RIA
BD
CRD#: 14023
Huntsville, AL
Past
May 12, 2017 - September 3, 2019
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
Huntsville, AL
Past
April 30, 2015 - September 3, 2019
BBVA SECURITIES INC.
BD
CRD#: 27060
HUNTSVILLE, AL
Past
May 16, 2013 - February 28, 2014
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
November 25, 2009 - March 22, 2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
DECATUR, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/30/2019)
IAR
Alabama(8/30/2019)
RR
Florida(6/10/2022)
IAR
Florida(6/13/2022)
RR
Georgia(1/3/2020)
IAR
Georgia(3/13/2023)
RR
Louisiana(11/20/2024)
IAR
Louisiana(12/19/2024)
RR
Massachusetts(3/9/2023)
IAR
Massachusetts(8/16/2023)
RR
Minnesota(11/20/2024)
RR
Mississippi(5/20/2022)
IAR
Mississippi(5/20/2022)
RR
North Carolina(1/3/2020)
IAR
North Carolina(6/4/2024)
RR
Ohio(11/7/2024)
IAR
Ohio(11/7/2024)
IAR
Oregon(6/4/2024)
RR
Oregon(9/30/2024)
RR
Pennsylvania(9/3/2021)
IAR
Pennsylvania(3/9/2023)
RR
South Carolina(11/6/2023)
IAR
South Carolina(4/17/2024)
RR
Tennessee(1/3/2020)
RR
Texas(8/27/2020)
IAR
Texas(3/9/2023)
RR
Utah(3/9/2023)
RR
Virgin Islands(11/20/2024)
RR
Virginia(4/1/2025)
RR
Washington(10/19/2020)
RR
West Virginia(9/26/2024)
IAR
West Virginia(9/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNOVUS SECURITIES, INC.
CRD#: 14023Huntsville, AL 35801TRUST BUT VERIFY
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