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Thomas H. Rizzo
FORESIGHT INVESTMENT ADVISORS
Hot Springs, AR 71901
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CRD#: 5727300
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Professional summary
Thomas Howard Rizzo, who also goes by Thomas Rizzo, is a registered financial advisor currently at FORESIGHT INVESTMENT ADVISORS, LLC located in Hot Springs, Arkansas.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Thomas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Rizzo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I WORK FOR ARKANSAS RETIREMENT CONSULTANTS, LLC, AN INSURANCE AGENCY IN HOT SPRINGS, ARKANSAS. I OVERSEE OPERATIONS, COMPLIANCE, AND ACCOUNTING FOR THIS COMPANY. I ALSO MANAGE AND RENT PROPERTY FOR SRML PROPERTIES, LLC. BOTH LOCATIONS ARE AT 307H CARPENTER DAM ROAD, HOT SPRINGS, AR 71901. THE BUSINESSES ARE NOT INVESTMENT-RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Howard Rizzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2012 - Present
FORESIGHT INVESTMENT ADVISORS, LLC
Office #1: 307 Carpenter Dam Road Suite H, Hot Springs, AR 71901RIA
CRD#: 155800
Hot Springs, AR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(10/10/2012)
Current Firm
FI
FORESIGHT INVESTMENT ADVISORS, LLC
FORESIGHT INVESTMENT ADVISORS, LLC | IRWIN ADVISORS
CRD#: 155800 / SEC#:
Arizona
Registered Investment Advisory firm - (12/11/2023 Terminated)Arkansas
Registered Investment Advisory firm - (12/22/2010 Approved)California
Registered Investment Advisory firm - (1/10/2024 Terminated)Florida
Registered Investment Advisory firm - (12/11/2023 Terminated)Illinois
Registered Investment Advisory firm - (12/11/2023 Terminated)Kansas
Registered Investment Advisory firm - (11/8/2021 Terminated)Louisiana
Registered Investment Advisory firm - (12/19/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/10/2012 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)Ohio
Registered Investment Advisory firm - (12/11/2023 Terminated)Oregon
Registered Investment Advisory firm - (1/16/2013 Terminated)Tennessee
Registered Investment Advisory firm - (4/26/2011 Approved)Texas
Registered Investment Advisory firm - (12/11/2023 Terminated)Washington
Registered Investment Advisory firm - (12/27/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
307 Carpenter Dam Road Suite H, Hot Springs, AR 71901
Mailing Address
Phone number
(800) 264-0533
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 141,877 |
Red Flags
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Company Information
FORESIGHT INVESTMENT ADVISORS, LLC
CRD#: 155800Hot Springs, AR 71901TRUST BUT VERIFY
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