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Codie J. Thomas

ABACO RETIREMENT ADVISORS
STUART, FL
Some features on this profile are disabled
CRD#: 5727239
CT

Professional summary

Codie Jamison Thomas is a registered financial advisor currently at ABACO RETIREMENT ADVISORS LLC located in Stuart, Florida.

Codie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Codie has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Codie Jamison Thomas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2026 - Present

ABACO RETIREMENT ADVISORS LLC

RIA
CRD#: 339297
STUART, FL
Past

May 23, 2022 - July 9, 2025

ADVUS FINANCIAL PARTNERS, LLC

RIA
CRD#: 311990
WINTER PARK, FL
Past

June 30, 2021 - May 23, 2022

VISTA MANAGEMENT COMPANY

RIA
CRD#: 29264
Stuart, FL
Past

August 29, 2014 - October 26, 2020

GWN SECURITIES INC.

BD
CRD#: 128929
PALM BEACH GARDENS, FL
Past

March 16, 2012 - August 28, 2014

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
PALM BEACH GARDENS, FL
Past

October 3, 2011 - December 14, 2011

G.F. INVESTMENT SERVICES, LLC

BD
CRD#: 132939
FORT LAUDERDALE, FL
Past

September 9, 2010 - September 14, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
PALM BCH GDNS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/30/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/5/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/17/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/8/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AR
ABACO RETIREMENT ADVISORS LLC
ABACO RETIREMENT ADVISORS LLC

CRD#: 339297 / SEC#:

Florida
Registered Investment Advisory firm - (4/30/2026 Approved)
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Contact information

Main Address
Stuart, FL
Mailing Address
Phone number
(772) 529-9823
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABACO RETIREMENT ADVISORS LLC

CRD#: 339297Stuart, FL

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