Jacob W. Keil

SHAREBUILDER 401K

Seattle, WA 98104

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CRD#: 5727038

Professional summary

Jacob W Keil, who also goes by Jake Keil, is a registered financial advisor currently at SHAREBUILDER 401K located in Seattle, Washington.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jacob has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jake Keil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-Benchmark Mortgage -Mortgage Loan Company -160 NW Gilman Blvd, Ste 349 Issaquah, WA. 98027 -Mortgage Loan Company -Loan Officer / Part Time -03/2023 -1-4 hours in my free time -0 hours dedicated during securities trading hours -originate home loans for close friends and family

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob W Keil's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2023 - Present

SHAREBUILDER 401K

Office #1: 801 Second Ave Suite 1400, Seattle, WA 98104

RIA

CRD#: 300537

Seattle, WA

Past

November 23, 2009 - October 5, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEWCASTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHAREBUILDER 401K

SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC

CRD#: 300537 / SEC#: 801-115195

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/20/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SHAREBUILDER 401K

SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC

CRD#: 300537 / SEC#: 801-115195

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

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Contact information

Main Address

801 Second Ave Suite 1400, Seattle, WA 98104

Mailing Address

801 Second Ave Suite 1400, Seattle, WA 98104

Phone number

(425) 213-9035

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SBA ADVII 2025 (6/3/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob W. Keil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob W Keil's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHAREBUILDER 401K

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

SHAREBUILDER 401K

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/2023

Series 63

Date: 12/15/2009

Series 6

Date: 11/20/2009

Current Firm

SHAREBUILDER 401K

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SHAREBUILDER 401K

TRUST BUT VERIFY

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