Arnetas S. Melton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnetas Sireka Melton, who also goes by Arnetas Sireka Cook, was a registered financial professional .
Arnetas is a previously registered financial professional and started their career in finance in 2009. Arnetas had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2015 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 9, 2015 - January 11, 2021
TD AMERITRADE, INC.
July 9, 2015 - January 11, 2021
TD AMERITRADE, INC.
April 19, 2012 - June 16, 2015
BB&T INVESTMENT SERVICES, INC.
April 19, 2012 - June 16, 2015
BB&T INVESTMENT SERVICES, INC.
August 26, 2011 - April 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 2011 - April 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 16, 2010 - September 9, 2011
MORGAN STANLEY
December 14, 2009 - September 9, 2011
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD#: 111514 / SEC#: 801-55501
Contact information
Regulatory assets under management
| Total Number of Accounts | 101,875 |
| AUM (Assets Under Management) | $ 15,827,987,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/17/2023 | ||
| 12/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
