Luisa F. Angulo Gartner

LEGACY BEYOND WEALTH LLC

Miami, FL

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CRD#: 5726453

Professional summary

Luisa Fernanda Angulo Gartner, who also goes by Luisa Angulo, Luisa Angulo Gartner, is a registered financial advisor currently at LEGACY BEYOND WEALTH LLC located in Miami, Florida.

Luisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Luisa has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luisa Angulo | Luisa Angulo Gartner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MY ECOBOX LLC - REVERSE VENDING MACHINES FOR RECYCLING / CFO & PARTNER / NOT INVESTMENT RELATED / 1007 SHOTGUN RD, SUNRISE, FL / START DATE: 02/14/2020 2. Murakey Consulting LLC - Registered Agent office for international clients / Owner of the business (S-Corp) 3. US NextGen LLC; Senior Advisor; Not Investment Related; Cra 11 B no 103 a 51 Bogot� Cundinamarca 00000 Colombia; I am acting as a Senior Advisor for the company, as they are starting to provide corporate services for clients in the US. ; Provide business strategy brainstorming sessions when needed (typically once a week); Acting as their registered agent and outsourced CFO. ; 2024-11-01; Hours per month devoted to business during trading hours: 0.5; Hours per month devoted to business outside trading hours: 6; Percentage of total yearly compensation expected to be derived from the business: 2.5.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luisa Fernanda Angulo Gartner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2023 - Present

LEGACY BEYOND WEALTH LLC

RIA

CRD#: 328708

Miami, FL

Past

July 29, 2021 - December 31, 2023

BEYOND INVESTMENTS

RIA

CRD#: 314807

MIAMI, FL

Past

December 22, 2009 - June 1, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY BEYOND WEALTH LLC

CRD#: 328708 / SEC#: 801-129033

RIA

Registered Investment Advisory firm - (11/8/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2009

General Securities Representative Examination

Current Firm

LEGACY BEYOND WEALTH LLC

CRD#: 328708 / SEC#: 801-129033

RIA

Registered Investment Advisory firm - (11/8/2023 Approved)

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Contact information

Main Address

Miami Beach, FL

Mailing Address

2045 Biscayne Blvd # 442, Miami, FL 33137

Phone number

(408) 464-3876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - LEGACY BEYOND WEALTH LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 200,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Luisa F. Angulo Gartner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luisa Fernanda Angulo Gartner's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEYOND INVESTMENTS

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

LEGACY BEYOND WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2021

Series 63

Date: 2/8/2010

SIE

Date: 6/1/2018

Series 7

Date: 12/21/2009

Current Firm

LEGACY BEYOND WEALTH LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY BEYOND WEALTH LLC

TRUST BUT VERIFY

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