Shannah L. Game

SHANNAH L. COMPTON, CFP®, MBA

Woodland Hills, CA

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CRD#: 5726366

Professional summary

Shannah Leanne Game, CFP®, who also goes by Shannah Leanne Compton, Shannah L. Game, is a registered financial advisor currently at SHANNAH L. COMPTON, CFP®, MBA located in Woodland Hills, California.

Shannah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shannah has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shannah Leanne Compton | Shannah L. Game

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

08/2006-1/2022/FINANCIAL SERVICES PROFESSIONAL/STANLEY L. COMPTON INSURANCE SERVICES, INC..//11/2002-PRESENT/HOMETOWN CINEMA, INC./NOT INVESTMENT RELATED/OWNER/FILM ORGANIZATION.//2005-PRESENT/LICENSED REAL ESTATE BROKER & AGENT/NOT INVESTMENT RELATED/INACTIVE ROLE//2012-2022/LECTURER IN FINANCE/CALIFORNIA STATE UNIVERSITY AT NORTHRIDGE/NOT INVESTMENT RELATED/UP TO FIVE PERCENT OF TIME EACH MONTH DURING BUSINESS HOURS.//2013-PRESENT: HUFFINGTON POST/NOT INVESTMENT RELATED/INDEPENDENT WRITER/LESS THAN 10% TIME PER MONTH.//2013-PRESENT: JOHN WILEY & SONS/NOT INVESTMENT RELATED/WRITER/LESS THAN 10% OF TIME PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannah Leanne Game's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

September 11, 2012 - Present

SHANNAH L. COMPTON, CFP®, MBA

RIA

CRD#: 165061

Woodland Hills, CA

Past

August 19, 2011 - December 31, 2011

WEALTH INNOVATIONS, INC.

RIA

CRD#: 158337

WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SHANNAH L. COMPTON, CFP®, MBA

COMPTON, SHANNAH L. | SHANNAH L. COMPTON, CFP®, MBA | GAME, SHANNAH LEANNE | COMPTON, SHANNAH LEANNE

CRD#: 165061 / SEC#:

California

Registered Investment Advisory firm - (9/11/2012 Approved)

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Contact information

Main Address

Woodland Hills, CA

Mailing Address

Phone number

(310) 593-0932

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Shannah L. Game

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannah Leanne Game's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHANNAH L. COMPTON, CFP®, MBA

WEALTH INNOVATIONS, INC.

State Registrations and Notice Filings

Exams

Current Firm

SHANNAH L. COMPTON, CFP®, MBA

Contact information

Documents

Red Flags

Company Information

SHANNAH L. COMPTON, CFP®, MBA

TRUST BUT VERIFY

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