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SG

Shannah L. Game

SHANNAH L. COMPTON, CFP®, MBA
Woodland Hills, CA
Some features on this profile are disabled
CRD#: 5726366
SG

Professional summary

Shannah Leanne Game, CFP®, who also goes by Shannah Leanne Compton, Shannah L. Game, is a registered financial advisor currently at SHANNAH L. COMPTON, CFP®, MBA located in Woodland Hills, California.

Shannah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shannah has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shannah Leanne Compton | Shannah L. Game

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannah Leanne Game's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

Experience

Current

September 11, 2012 - Present

SHANNAH L. COMPTON, CFP®, MBA

RIA
CRD#: 165061
Woodland Hills, CA
Past

August 19, 2011 - December 31, 2011

WEALTH INNOVATIONS, INC.

RIA
CRD#: 158337
WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/11/2012)

Exams

Current Firm

SL
SHANNAH L. COMPTON, CFP®, MBA
COMPTON, SHANNAH L. | SHANNAH L. COMPTON, CFP®, MBA | GAME, SHANNAH LEANNE | COMPTON, SHANNAH LEANNE

CRD#: 165061 / SEC#:

California
Registered Investment Advisory firm - (9/11/2012 Approved)
PREMIUM
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Contact information

Main Address
Woodland Hills, CA
Mailing Address
Phone number
(310) 593-0932
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHANNAH L. COMPTON, CFP®, MBA

CRD#: 165061Woodland Hills, CA

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