Theodore R. Smith
Professional summary
Theodore Russell Smith is a registered financial professional currently at THE TIDAL GROUP, INC. located in Schertz, Texas.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 2009. Theodore has worked at 2 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore Russell Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2010 - Present
THE TIDAL GROUP, INC.
Office #1: 5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413October 26, 2009 - July 13, 2010
PINNACLE PARTNERS FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2010)
(6/21/2010)
(7/29/2015)
(5/16/2018)
(6/21/2010)
(1/9/2013)
(6/21/2010)
(3/14/2018)
(7/27/2020)
(5/16/2017)
(1/3/2011)
(7/29/2015)
(6/21/2010)
(1/6/2020)
(1/3/2011)
(4/30/2025)
(3/30/2022)
(1/9/2013)
(7/29/2015)
(6/21/2010)
(5/14/2014)
(6/21/2010)
(6/16/2015)
(6/21/2010)
(3/5/2020)
(1/9/2013)
(8/30/2022)
(1/26/2015)
(3/31/2021)
Exams
FINRA
Current Firm
THE TIDAL GROUP, INC.
CRD#: 39782 / SEC#: , 8-48809
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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