AK
Andrew L. King
RIVERBRIDGE
Minneapolis, MN 55402
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CRD#: 5725883
AK
Professional summary
Andrew Larkin King, CFP® is a registered financial advisor currently at RIVERBRIDGE located in Minneapolis, Minnesota and IMST DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Andrew has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RIVERBRIDGE PARTNERS, LLC, DIRECTOR OF RELATIONSHIP MANAGEMENT, INVESTMENT MANAGEMENT FIRM, INVESTMENT RELATED, 1200 IDS CENTER, 80 SOUTH EIGHTH STREET, MINNEAPOLIS MN 55402, EMPLOYEE, START DATE:10/2012, 173 HRS/MTH., 130 HRS. DURING ST HOURS, SALES, MARKETING, RELATIONSHIP MANAGEMENT, FINANCIAL PLANNING 2) IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF RIVERBRIDGE PARTNERS, LLC, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF IMST DISTRIBUTORS, LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF IMST DISTRIBUTORS, LLC. 3) TreeHouse Youth; Non-Investment Related; Minneapolis, MN; Non-Profit; Board Member; Start 05/2017; 10 hours per month, 4 during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Larkin King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 7, 2014 - Present
RIVERBRIDGE
Office #1: 80 South Eighth Street Suite 1500, Minneapolis, MN 55402RIA
CRD#: 108074
Minneapolis, MN
Current
October 24, 2013 - Present
IMST DISTRIBUTORS, LLC
Office #1: 80 8th Street South Suite 1500, Minneapolis, MN 55402BD
CRD#: 130745
Minneapolis, MN
Past
June 30, 2011 - October 9, 2012
FSC SECURITIES CORPORATION
BD
CRD#: 7461
MINNEAPOLIS, MN
Past
November 25, 2009 - October 17, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RIVERBRIDGE
RIVERBRIDGE | RIVERBRIDGE PERSONAL WEALTH ADVISORS | RIVERBRIDGE PARTNERS LLC | RIVERBRIDGE PARTNERS
CRD#: 108074 / SEC#: 801-57432
RIA
Registered Investment Advisory firm - (4/10/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2014)
RR
Alaska(1/2/2014)
RR
Arizona(1/2/2014)
RR
Arkansas(1/2/2014)
RR
California(1/2/2014)
RR
Colorado(10/24/2013)
RR
Connecticut(1/2/2014)
RR
Delaware(1/2/2014)
RR
District of Columbia(1/2/2014)
RR
Florida(1/2/2014)
RR
Georgia(1/2/2014)
RR
Hawaii(1/2/2014)
RR
Idaho(1/2/2014)
RR
Illinois(1/2/2014)
RR
Indiana(1/2/2014)
RR
Iowa(1/2/2014)
RR
Kansas(1/2/2014)
RR
Kentucky(1/2/2014)
RR
Louisiana(1/2/2014)
RR
Maine(1/2/2014)
RR
Maryland(1/2/2014)
RR
Massachusetts(1/2/2014)
RR
Michigan(1/2/2014)
RR
Minnesota(10/24/2013)
IAR
Minnesota(1/7/2014)
RR
Mississippi(1/2/2014)
RR
Missouri(1/2/2014)
RR
Montana(1/2/2014)
RR
Nebraska(1/2/2014)
RR
Nevada(1/2/2014)
RR
New Hampshire(1/2/2014)
RR
New Jersey(1/2/2014)
RR
New Mexico(1/2/2014)
RR
New York(1/2/2014)
RR
North Carolina(1/6/2014)
RR
North Dakota(1/2/2014)
RR
Ohio(1/2/2014)
RR
Oklahoma(1/2/2014)
RR
Oregon(1/2/2014)
RR
Pennsylvania(1/2/2014)
RR
Rhode Island(1/2/2014)
RR
South Carolina(1/2/2014)
RR
South Dakota(1/2/2014)
RR
Tennessee(1/2/2014)
RR
Texas(1/2/2014)
RR
Utah(1/2/2014)
RR
Vermont(1/2/2014)
RR
Virginia(1/2/2014)
RR
Washington(1/2/2014)
RR
West Virginia(1/2/2014)
RR
Wisconsin(1/2/2014)
RR
Wyoming(1/2/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RIVERBRIDGE
RIVERBRIDGE | RIVERBRIDGE PERSONAL WEALTH ADVISORS | RIVERBRIDGE PARTNERS LLC | RIVERBRIDGE PARTNERS
CRD#: 108074 / SEC#: 801-57432
RIA
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Contact information
Main Address
80 South Eighth Street Suite 1500, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 904-6200
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,421 |
| AUM (Assets Under Management) | $ 6,877,591,654 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
