Sean- Patrick D. Stiver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean- Patrick D Stiver, who also goes by Sean P Stiver, Sean Patrick Stiver, was a registered financial professional .
Sean- Patrick is a previously registered financial professional and started their career in finance in 2010. Sean- Patrick had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2013 - September 10, 2013
DOMESTIC FINANCIAL SERVICES, INC.
October 19, 2011 - January 15, 2013
REEF SECURITIES, INC.
March 10, 2011 - October 28, 2011
J.P. MORGAN SECURITIES LLC
March 10, 2011 - October 28, 2011
J.P. MORGAN SECURITIES LLC
April 23, 2010 - December 9, 2010
MORGAN STANLEY
March 16, 2010 - December 9, 2010
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOMESTIC FINANCIAL SERVICES, INC.
CRD#: 6732 / SEC#: , 8-18083
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
