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DY

Dennis K. Yamasaki

AFFIRMATIVE FINANCIAL SERVICES
Sebastian, FL
Some features on this profile are disabled
CRD#: 5725250
DY

Professional summary

Dennis Kent Yamasaki, who also goes by Dennis Yamasaki, is a registered financial advisor currently at AFFIRMATIVE FINANCIAL SERVICES located in Sebastian, Florida.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Dennis has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dennis Yamasaki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Kent Yamasaki's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 2015 - Present

AFFIRMATIVE FINANCIAL SERVICES

RIA
CRD#: 174344
Sebastian, FL
Past

November 11, 2009 - March 4, 2011

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA
CRD#: 139233
SPOKANE VALLEY, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(4/15/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/2/2014
Uniform Investment Adviser Law Examination

Current Firm

AF
AFFIRMATIVE FINANCIAL SERVICES
AFFIRMATIVE FINANCIAL SERVICES | YAMASAKI, DENNIS K

CRD#: 174344 / SEC#:

Washington
Registered Investment Advisory firm - (4/10/2015 Approved)
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Contact information

Main Address
Jacksonville, FL
Mailing Address
3516 Colony Cove Trl W, Jacksonville, FL 32277
Phone number
(206) 817-5239
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts5
AUM (Assets Under Management)$ 1,713,260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AFFIRMATIVE FINANCIAL SERVICES

CRD#: 174344Sebastian, FL

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