Jason Auerbach
Professional Summary
Jason Auerbach was a registered financial advisor. Jason was a previously registered financial professional and started their career in finance 2013 - 2018. Jason had worked at 1 firm and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
SOHO SECURITIES, LLC | TWO SIGMA SECURITIES, LLC
Contact Information
Main Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013Mailing Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013Phone Number
(212) 625-5700Established
Delaware since 10/03/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TWO SIGMA SECURITIES GROUP HOLDINGS LLC | SOLE MEMBER | — |
| LENTERMAN, REMCO OSCAR | CHIEF EXECUTIVE OFFICER | 2270233 |
| LUBETSKY, JASON MATTHEW | FINOP, CFO AND PRINCIPAL FINANCIAL OFFICER | 4012781 |
| VALLESE, CARL JOSEPH | CHIEF COMPLIANCE OFFICER | 4464191 |
| VIADRO, DIMITRI | COO AND PRINCIPAL OPERATIONS OFFICER | 5027346 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed May 2013Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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