Ali Sina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ali Sina was a registered financial professional .
Ali is a previously registered financial professional and started their career in finance in 2009. Ali had worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2014 - July 13, 2016
PLATINUM INVESTMENT ADVISORS
November 13, 2012 - February 6, 2013
OSAIC SERVICES, INC.
August 14, 2012 - October 26, 2012
OSAIC SERVICES, INC.
November 20, 2009 - March 15, 2012
PORTFOLIO CASHFLOW MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PLATINUM INVESTMENT ADVISORS
CRD#: 169493 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
