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Oleksandr Popovych

CRD# 5724980·Registered 2009 - 2020
Previously Registered: Being a previously registered professional could mean that Oleksandr is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Oleksandr Popovych was a registered financial advisor. Oleksandr was a previously registered financial professional and started their career in finance 2009 - 2020. Oleksandr had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years registered in the securities industry

Current & Past Employments

Past

TRADEPRO SECURITIES, LLC.Past·CRD# 103781
BD
Lawrenceville, GA
June 12, 2019 - September 21, 2020
BENJAMIN & JEROLD BROKERAGE I, LLCPast·CRD# 29110
BD
New York, NY
October 26, 2016 - April 16, 2019
QUASAR TRADING, LLCPast·CRD# 151974
BD
San Juan, PR
September 15, 2014 - September 27, 2017
QUASAR TRADING, LLCPast·CRD# 151974
BD
San Juan, PR
May 31, 2013 - August 8, 2014
LEGEND SECURITIES, INC.Past·CRD# 44952
BD
New York, NY
November 6, 2009 - December 6, 2013
LEGEND TRADING, LLCPast·CRD# 150567
BD
New York, NY
February 18, 2010 - February 1, 2013

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Current Firm

TS
TRADEPRO SECURITIES, LLC.

AUTOSHARES | TRADEPRO SECURITIES,INC. | TRADEPRO SECURITIES, LLC. | TRADEPRO SECURITIES, INC. | SOUTHERN TRUST SECURITIES, INC. | SOUTHERN TRUST SECURITIES ASSET MANAGEMENT, INC. | PEAK EXECUTION SERVICES | CIS ASSET MANAGEMENT, INC | CAPITAL INVESTMENT SERVICES, INC.

CRD#: 103781 / SEC#: 8-52282
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

340 Congress Parkway,, Lawrenceville, GA 30044

Mailing Address

340 Congress Parkway,, Lawrenceville, GA 30044

Phone Number

(305) 446-4800

Established

Florida since 06/10/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAMATA HOLDINGS LLCOWNER—
CASS, STEPHEN JOHNPRESIDENT/FINOP/OWNER2317871
DOLAN, TERENCE JR.COO/BUSINESS DEVELOPMENT/OWNER2352516
BURGESS-GAY, CLAUDETTE YVONNECCO/AMLCO2547910

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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