Robert E. Croake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eugene Croake was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1964. Robert had worked at 8 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 1991 - January 30, 1998
BANC ONE CAPITAL MARKETS, INC.
July 13, 1990 - December 31, 1990
BANC ONE SECURITIES CORPORATION
January 5, 1990 - July 13, 1990
BANC ONE WISCONSIN INVESTMENT SERVICES CORPORATION
September 8, 1987 - January 5, 1988
CRONIN & CO., INC.
March 14, 1980 - September 8, 1987
CROAKE ROBERTS, INC.
January 13, 1976 - March 4, 1980
CHANNER FINANCIAL CORPORATION
November 14, 1972 - November 1, 1973
WILSON WHITE BELF LAKE ROCHLIN & CO INC
May 1, 1964 - June 24, 1971
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/27/1961
Registered Representative ExaminationSeries 00
Date: 12/11/1972
General Securities Principal ExaminationCurrent Firm
BANC ONE CAPITAL MARKETS, INC.
CRD#: 27267 / SEC#: , 8-42971
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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