WP
William N. Parkey
ADVOCACY WEALTH MANAGEMENT
Somerset, KY 42503
Some features on this profile are disabled
CRD#: 5724531
WP
Professional summary
William Nathan Parkey, who also goes by William N Parkey, is a registered financial advisor currently at ADVOCACY WEALTH MANAGEMENT, LLC located in Somerset, Kentucky.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. William has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William N Parkey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ZIPLIENS COMPANIES, LLC; LOUISVILLE/KY; PRESIDENT; START DATE: 09/2018; MEDICAL LIEN RESOLUTION; NON-INVESTMENT RELATED; DEVOTE ABOUT 100 HOURS/MONTH AND ALL ARE DURING SECURITIES TRADING HOURS 2. PANOPTIC INSURANCE GROUP, LLC - DBA PANOPTIC SETTLEMENT SOLUTIONS, LLC; SOMERSET/KY; MANAGING PARTNER; START DATE: 11/2016; STRUCTURED SETTLEMENTS; NON-INVESTMENT RELATED; DEVOTE ABOUT 1 HOURS/MONTH AND ALL ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: SETTLEMENT PLANNING 3. ZIP SOLUTIONS, LLC - DBA FILEFILTER; SOMERSET/KY; MANAGING MEMBER; START DATE: 05/2021; TECHNOLOGY COMPANY TO ASSIST LAW FIRMS; NON-INVESTMENT RELATED; DEVOTE ABOUT 5 HOURS/MONTH AND ALL ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: OVERALL STRATEGIC BUSINESS PLANNING
CRS (Client Relationship Summary) - RIA
Click below to view William Nathan Parkey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2025 - Present
ADVOCACY WEALTH MANAGEMENT, LLC
Office #1: 515 E. Racetrack Rd, Somerset, KY 42503RIA
CRD#: 141943
Somerset, KY
Past
September 16, 2024 - December 31, 2024
ADVOCACY WEALTH MANAGEMENT, LLC
RIA
CRD#: 141943
Somerset, KY
Past
February 25, 2020 - January 31, 2023
MERIDIAN WEALTH MANAGEMENT, LLC
RIA
CRD#: 151523
LEXINGTON, KY
Past
September 17, 2014 - February 20, 2020
PANOPTIC FINANCIAL GROUP, LLC
RIA
CRD#: 172409
SOMERSET, KY
Past
September 12, 2013 - August 27, 2014
COUNCIL SETTLEMENT GROUP
RIA
CRD#: 159288
HOUSTON, TX
Past
May 20, 2011 - December 1, 2011
MERIDIAN WEALTH MANAGEMENT, LLC
RIA
CRD#: 151523
LEXINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ADVOCACY WEALTH MANAGEMENT, LLC
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY | GREY INVESTMENT ADVISORS | ADVOCACY WEALTH MANAGEMENT, LLC
CRD#: 141943 / SEC#: 801-77677
RIA
Registered Investment Advisory firm - (3/1/2013 Approved)Alabama
Registered Investment Advisory firm - (3/4/2013 Terminated)Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)Georgia
Registered Investment Advisory firm - (3/4/2013 Terminated)Louisiana
Registered Investment Advisory firm - (3/11/2013 Terminated)Mississippi
Registered Investment Advisory firm - (4/23/2013 Terminated)New York
Registered Investment Advisory firm - (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/6/2013 Terminated)South Carolina
Registered Investment Advisory firm - (3/4/2013 Terminated)South Dakota
Registered Investment Advisory firm - (3/4/2013 Terminated)Tennessee
Registered Investment Advisory firm - (4/3/2013 Terminated)Texas
Registered Investment Advisory firm - (12/31/2012 Terminated)West Virginia
Registered Investment Advisory firm - (3/12/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (3/1/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(3/25/2025)
Current Firm
AW
ADVOCACY WEALTH MANAGEMENT, LLC
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY | GREY INVESTMENT ADVISORS | ADVOCACY WEALTH MANAGEMENT, LLC
CRD#: 141943 / SEC#: 801-77677
RIA
Registered Investment Advisory firm - (3/1/2013 Approved)Alabama
Registered Investment Advisory firm - (3/4/2013 Terminated)Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)Georgia
Registered Investment Advisory firm - (3/4/2013 Terminated)Louisiana
Registered Investment Advisory firm - (3/11/2013 Terminated)Mississippi
Registered Investment Advisory firm - (4/23/2013 Terminated)New York
Registered Investment Advisory firm - (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/6/2013 Terminated)South Carolina
Registered Investment Advisory firm - (3/4/2013 Terminated)South Dakota
Registered Investment Advisory firm - (3/4/2013 Terminated)Tennessee
Registered Investment Advisory firm - (4/3/2013 Terminated)Texas
Registered Investment Advisory firm - (12/31/2012 Terminated)West Virginia
Registered Investment Advisory firm - (3/12/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (3/1/2013 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3455 Peachtree Road Ne Suite 1500, Atlanta, GA 30326-3280
Mailing Address
Phone number
(404) 836-7141
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,917 |
| AUM (Assets Under Management) | $ 2,084,296,352 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 07/26/2024 | ||
| 10/27/2023 | ||
| 01/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ADVOCACY WEALTH MANAGEMENT, LLC
CRD#: 141943Somerset, KY 42503TRUST BUT VERIFY
Monitor William Parkey
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
