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ES

Evan T. Schmidt

SCHMIDT FINANCIAL MANAGEMENT
Kirkland, WA 98033
Some features on this profile are disabled
CRD#: 5724516
ES

Professional summary

Evan Todd Schmidt, CFP® is a registered financial advisor currently at SCHMIDT FINANCIAL MANAGEMENT located in Kirkland, Washington.

Evan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Evan has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Todd Schmidt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

March 14, 2024 - Present

SCHMIDT FINANCIAL MANAGEMENT

Office #1: 620 Kirkland Way, Suite 205, Kirkland, WA 98033
RIA
CRD#: 328247
Kirkland, WA
Past

December 7, 2009 - April 2, 2024

SCHMIDT FINANCIAL GROUP, INC.

RIA
CRD#: 119841
KIRKLAND, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SCHMIDT FINANCIAL MANAGEMENT
SCHMIDT FINANCIAL MANAGEMENT | SCHMIDT FINANCIAL MANAGEMENT, INC.

CRD#: 328247 / SEC#: 801-128860

RIA
Registered Investment Advisory firm - (9/29/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/14/2024)
IAR
Washington
(3/14/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/4/2009
Uniform Investment Adviser Law Examination

Current Firm

SF
SCHMIDT FINANCIAL MANAGEMENT
SCHMIDT FINANCIAL MANAGEMENT | SCHMIDT FINANCIAL MANAGEMENT, INC.

CRD#: 328247 / SEC#: 801-128860

RIA
Registered Investment Advisory firm - (9/29/2023 Approved)
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Contact information

Main Address
3435 Carillon Point, Kirkland, WA 98033
Mailing Address
Phone number
(425) 893-9195
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHMIDT FINANCIAL MANAGEMENT 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts818
AUM (Assets Under Management)$ 445,492,467

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHMIDT FINANCIAL MANAGEMENT

CRD#: 328247Kirkland, WA 98033

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