Brooklynn C. Willy

Some features on this profile are disabled

CRD#: 5724422

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brooklynn Chandler Willy, who also goes by Brooklynn Chandler, was a registered financial professional .

Brooklynn is a previously registered financial professional and started their career in finance in 2014. Brooklynn had worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Brooklynn Chandler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CERTIFIED DIVORCE FINANCIAL ANALYST - SOLE PROPRIETOR/ OWNER AUG 2014 10% OF TIME SPENT DETERMINE SHORT TERM AND LONG TERM FINANCIAL IMPACT OF ANY PROPOSED DIVORCE SETTLEMENT 2) SHMILY Gifts From Above, 501(c)(3) Ein: 47-1422618, Co-Founder, Starting date February 2014, 34% Owner, Nonprofit organization that financially and emotionally supports students that has a parent that passes away while in actively seeking a higher education. No compensation received from this organization. 3) Landlord - 2018 - present. I lease and sublease real property. 1 hour a month is spent on this activity. This is not investment related. 4) Buckner Fanning School at Mission Springs, School Board President, May 2013 - present. 5 hours a month spent on this activity. This is not investment related. 5) Texas Tax Advisory LLC, Owner, 2008-present. I own and supervise a tax preparation practice. 40 hours a month spent on this activity. This is not investment related. 6) Texas Insurance Advisory, LLC. College Funding Planning, Annuity Sales, Life Insurance Sales. 50 hours a month spent on this activity 7) Texas Estate Advisory, LLC. Estate planning services. 40 hours a month spent on this activity. This is not investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 16, 2020 - January 20, 2025

TEXAS FINANCIAL ADVISORY

RIA

CRD#: 306413

SAN ANTONIO, TX

Past

October 4, 2019 - October 17, 2019

TCFG INVESTMENT ADVISORS, LLC

RIA

CRD#: 166606

San Antonio, TX

Past

April 18, 2019 - October 15, 2019

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

SAN ANTONIO, TX

Past

March 26, 2014 - April 24, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEXAS FINANCIAL ADVISORY

QUEEN B ADVISORS, LLC | TEXAS FINANCIAL ADVISORY

CRD#: 306413 / SEC#: 801-128701

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

Louisiana

Registered Investment Advisory firm - (9/29/2023 Terminated)

Texas

Registered Investment Advisory firm - (9/28/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2014

Uniform Investment Adviser Law Examination

Current Firm

TEXAS FINANCIAL ADVISORY

QUEEN B ADVISORS, LLC | TEXAS FINANCIAL ADVISORY

CRD#: 306413 / SEC#: 801-128701

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

Louisiana

Registered Investment Advisory firm - (9/29/2023 Terminated)

Texas

Registered Investment Advisory firm - (9/28/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

20650 Stone Oak Pkwy, #100, San Antonio, TX 78258

Mailing Address

Phone number

(210) 530-1292

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUEEN B ADVISORS- ADV PART 2AB (3/28/2024)

Regulatory assets under management

Total Number of Accounts	633
AUM (Assets Under Management)	$ 117,865,342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brooklynn C. Willy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TEXAS FINANCIAL ADVISORY

TCFG INVESTMENT ADVISORS, LLC

J. W. COLE ADVISORS, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Primary Firm SEC Registration

TEXAS FINANCIAL ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2014

Current Firm

TEXAS FINANCIAL ADVISORY

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEXAS FINANCIAL ADVISORY

TRUST BUT VERIFY

Similar Advisors