Allen J. Bahe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Johnston Bahe was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 2009. Allen had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2017 - September 23, 2022
FARNSLEY ADVISORS
June 30, 2016 - August 15, 2019
SOUTHEAST INVESTMENTS, N.C., INC.
June 2, 2016 - June 9, 2016
L.M. KOHN & COMPANY
June 2, 2016 - June 9, 2016
L.M. KOHN & COMPANY
May 5, 2011 - June 3, 2016
SOUTHEAST INVESTMENTS, N.C., INC.
February 22, 2010 - August 31, 2017
COMMONWEALTH FINANCIAL ADVISORS, LLC
October 16, 2009 - February 9, 2010
WEALTHMD CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARNSLEY ADVISORS
CRD#: 288491 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 519 |
| AUM (Assets Under Management) | $ 80,252,698 |
Red Flags
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