Aaron J. Rosen

F L PUTNAM INVESTMENT MANAGEMENT CO.

Reston, VA 20190

Some features on this profile are disabled

CRD#: 5723936

Professional summary

Aaron Jay Rosen, CFA, who also goes by Aaron Rosen, is a registered financial advisor currently at F L PUTNAM INVESTMENT MANAGEMENT CO. located in Reston, Virginia.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Aaron has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Rosen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sole Proprietor; Investment-Related: Yes; 1551 Union Street #802, San Diego, CA 92101; Offers non-investment advisory consulting services; Owner; 2-10 hours/month at peak; 0 during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Jay Rosen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

March 6, 2025 - Present

F L PUTNAM INVESTMENT MANAGEMENT CO.

Office #1: 11911 Freedom Drive Suite 700, Reston, VA 20190

RIA

CRD#: 106223

Reston, VA

Past

June 30, 2023 - March 7, 2025

AOG WEALTH MANAGEMENT

RIA

CRD#: 159026

Reston, VA

Past

September 5, 2022 - April 19, 2023

AMERICAN ELM DISTRIBUTION PARTNERS, LLC

CRD#: 153322

PORTSMOUTH, NH

Past

November 20, 2014 - September 30, 2020

PINHOOK CAPITAL, LLC

RIA

CRD#: 158509

SAN DIEGO, CA

Past

November 18, 2014 - September 2, 2020

LUCIA SECURITIES, LLC

CRD#: 37179

SAN DIEGO, CA

Past

January 25, 2013 - November 24, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

March 22, 2010 - June 24, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

ATLANTA, GA

Past

January 1, 2010 - June 24, 2010

LPL FINANCIAL LLC

CRD#: 6413

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/6/2025)

IAR

Virginia
(7/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/4/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/18/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2013

General Securities Representative Examination

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6 Kimball Lane, Lynnfield, MA 01940

Mailing Address

Phone number

(800) 344-3435

Established

Firm type

Fiscal year end

# of Employees

134

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLP FORM ADV PART 2A (10/29/2025)

Regulatory assets under management

Total Number of Accounts	6,380
AUM (Assets Under Management)	$ 7,695,902,054

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/08/2025	Cover Page	Report
08/21/2025	Cover Page	Report
10/28/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron J. Rosen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Jay Rosen's CRS (Customer Relationship Summary).

Certified licenses

Experience

AOG WEALTH MANAGEMENT

AMERICAN ELM DISTRIBUTION PARTNERS, LLC

PINHOOK CAPITAL, LLC

LUCIA SECURITIES, LLC

FSC SECURITIES CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

F L PUTNAM INVESTMENT MANAGEMENT CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/4/2015

Series 66

Date: 3/18/2010

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2013

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

F L PUTNAM INVESTMENT MANAGEMENT CO.

TRUST BUT VERIFY

Similar Advisors