Leanne E. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leanne Ellen Erickson, who also goes by Dawn Marie Adams, Leanne Ellen Deyoe, Leanne Ellen Mcfarland, was a registered financial professional .
Leanne is a previously registered financial professional and started their career in finance in 2009. Leanne had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2018 - July 10, 2018
EATON PARTNERS, LLC
March 29, 2018 - July 10, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 17, 2009 - March 29, 2018
EATON PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
EATON PARTNERS, LLC
CRD#: 31170 / SEC#: , 8-46718
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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