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SV

Stephanos Vitoratos

Some features on this profile are disabled
CRD#: 5723628
SV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephanos Vitoratos, who also goes by Steven VItoratos, Stephanos Vitoratos, was a registered financial professional .

Stephanos is a previously registered financial professional and started their career in finance in 2009. Stephanos had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steven Vitoratos | Stephanos Vitoratos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 8, 2025 - January 21, 2026

NAVALIGN, LLC

RIA
CRD#: 119919
Parsippany, NJ
Past

June 30, 2023 - March 17, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
ROSELAND, NJ
Past

June 29, 2023 - March 17, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
ROSELAND, NJ
Past

January 21, 2016 - March 15, 2022

HARRISDIRECT LLC

RIA
CRD#: 42159
MORRISTOWN, NJ
Past

January 7, 2016 - March 15, 2022

E*TRADE SECURITIES LLC

BD
CRD#: 29106
MORRISTOWN, NJ
Past

June 13, 2014 - December 3, 2015

TD AMERITRADE, INC.

RIA
CRD#: 7870
NEW YORK, NY
Past

June 13, 2014 - December 3, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
NEW YORK CITY, NY
Past

June 12, 2014 - December 3, 2015

TD AMERITRADE, INC.

BD
CRD#: 7870
NEW YORK, NY
Past

August 15, 2012 - April 4, 2013

EDWARD JONES

BD
CRD#: 250
ROCKAWAY PARK, NY
Past

August 7, 2012 - April 4, 2013

EDWARD JONES

RIA
CRD#: 250
ROCKAWAY PARK, NY
Past

January 18, 2011 - January 27, 2012

JOSEPH GUNNAR & CO. LLC

RIA
CRD#: 24795
NEW YORK, NY
Past

January 18, 2011 - January 27, 2012

JOSEPH GUNNAR & CO. LLC

BD
CRD#: 24795
NEW YORK, NY
Past

October 19, 2009 - July 28, 2010

TRIDENT PARTNERS LTD.

BD
CRD#: 41258
WOODBURY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NL
NAVALIGN, LLC
1080 FINANCIAL GROUP | NAVALIGN, LLC | LAURUS INVESTMENT MANAGEMENT, LLC | CARTER JACOBS, LLC | CARTER JACOBS

CRD#: 119919 / SEC#: 801-66206

RIA
Registered Investment Advisory firm - (1/30/2006 Approved)
California
Registered Investment Advisory firm - (7/21/2012 Terminated)
Utah
Registered Investment Advisory firm - (1/31/2006 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/9/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/2009
General Securities Representative Examination

Current Firm

NL
NAVALIGN, LLC
1080 FINANCIAL GROUP | NAVALIGN, LLC | LAURUS INVESTMENT MANAGEMENT, LLC | CARTER JACOBS, LLC | CARTER JACOBS

CRD#: 119919 / SEC#: 801-66206

RIA
Registered Investment Advisory firm - (1/30/2006 Approved)
California
Registered Investment Advisory firm - (7/21/2012 Terminated)
Utah
Registered Investment Advisory firm - (1/31/2006 Terminated)
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Contact information

Main Address
15910 Ventura Blvd Suite 1605, Encino, CA 91436
Mailing Address
Phone number
(818) 728-4500
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A: FIRM BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts1,845
AUM (Assets Under Management)$ 655,556,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAVALIGN, LLC

CRD#: 119919

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