DT
Dennis W. Thacker
CFCI
BLOOMINGTON, IN 47403
Some features on this profile are disabled
CRD#: 5722982
DT
Professional summary
Dennis Wayne Thacker, who also goes by Dennis Wayne Thacker, Wayne Thacker, William Dennis-wayne Thacker, Dennis Wayen Thacker, is a registered financial advisor currently at CFCI located in Bloomington, Indiana and J. W. COLE ADVISORS, INC. located in Bloomington, Indiana.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Dennis has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis Wayne Thacker | Wayne Thacker | William Dennis-Wayne Thacker | Dennis Wayen Thacker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SALE OF LIFE & HEALTH AND FIXED INDEX ANNUITIES. INDEPENDENT AGENT APPOINTED WITH VAROUS INSURANCE CARRIERS - 40 HOURS PER WEEK (2) DBA - COMPREHENSIVE FINANCIAL CONSULTANTS, INVESTMENT RELATED, 674 S COLLEGE AVE, BLOOMINGTON, IN 47403, INVESTMENT MANAGEMENT, ADVISOR, 10/2009, 160 HOURS A MONTH & DURING MARKET HOURS. (3) TEACHING/LECTURER; INVESTMENT RELATED; 674 S. COLLEGE AVE BLOOMINGTON, IN; TEACHING RETIREMENT AND OTHER FINANCIAL WELLNESS CLASSES; SOLE PROPRIETOR; 7/12/18; 12 HRS PER MONTH, 6 DURING TRADING HOURS; PREPARE AND DELIVER MATERIAL AND FOLLOW UP WITH ATTENDEES WHO HAVE QUESTIONS (4) YENOM INC, NON-INVESTMENT RELATED; 4341 W MOSS LN, HOLDING AND MANAGEMENT COMPANY; MANAGE CASH FLOW AND TAXES OF THE CORP; OFFICER OF PRIVATE CORP; 1/HR MO - 0 TRADING (5) Hole Six, LLC; Not Investment Related; 674 S. College Ave, Bloomington, IN 47403; Real Estate; Member; Start date 7/1/2023; 2 hrs./mo., 2 hrs./mo. during trading. (6) Quick Fit Indiana, LLC; Not investment related; 1907 S Walnut Street, Bloomington, IN 47401; Sole Owner/President; Private Personal Training Studio; Start 6/1/2023; 4 hrs./mo. during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Wayne Thacker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2010 - Present
CFCI
Office #1: 674 S. College Avenue, Bloomington, IN 47403RIA
CRD#: 128257
BLOOMINGTON, IN
Current
May 31, 2013 - Present
J. W. COLE ADVISORS, INC.
Office #1: 674 S. College Ave., Bloomington, IN 47403RIA
CRD#: 112294
BLOOMINGTON, IN
Current
May 30, 2013 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 674 S. College Ave., Bloomington, IN 47403BD
CRD#: 124583
Bloomington, IN
Past
January 29, 2013 - May 23, 2013
SPC
RIA
CRD#: 110692
BLOOMINGTON, IN
Past
January 4, 2013 - May 23, 2013
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
BLOOMINGTON, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/6/2024)
RR
Florida(10/2/2013)
RR
Georgia(9/11/2023)
IAR
Indiana(3/12/2010)
RR
Indiana(6/6/2013)
RR
Iowa(1/18/2022)
RR
Tennessee(11/14/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Bloomington, IN 47403TRUST BUT VERIFY
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