Stephen S. Samuel

ARISTOBULUS INVESTMENT MANAGEMENT

Houston, TX 77019

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CRD#: 5722835

Professional summary

Stephen Scot Samuel is a registered financial advisor currently at ARISTOBULUS INVESTMENT MANAGEMENT, LLC located in Houston, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Stephen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STEPHEN SCOT SAMUEL IS AN ACCOUNTANT. FROM TIME TO TIME, HE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THIS ACTIVITY. ARISTOBULUS INVESTMENT MANAGEMENT, LLC ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT. CLIENTS ARE IN NO WAY REQUIRED TO UTILIZE THE SERVICES OF ANY REPRESENTATIVE OF ARISTOBULUS INVESTMENT MANAGEMENT, LLC IN THEIR CAPACITY AS AN ACCOUNTANT. STEPHEN SCOT SAMUEL SPENDS 40 HOURS PER WEEK OF HIS TIME ON THOSE ACTIVITIES AND CONSIDERS THEM HIS PRIMARY BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Scot Samuel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2023 - Present

ARISTOBULUS INVESTMENT MANAGEMENT, LLC

Office #1: 1109 Andrews Street, Houston, TX 77019

RIA

CRD#: 174568

Houston, TX

Past

March 16, 2022 - December 31, 2022

ARISTOBULUS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 174568

HOUSTON, TX

Past

March 9, 2015 - December 31, 2021

ARISTOBULUS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 174568

HOUSTON, TX

Past

November 16, 2009 - December 31, 2010

ARISTOBULUS, LLC

RIA

CRD#: 151820

LEAGUE CITY, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2009

Uniform Investment Adviser Law Examination

Current Firm

ARISTOBULUS INVESTMENT MANAGEMENT, LLC

CRD#: 174568 / SEC#:

Texas

Registered Investment Advisory firm - (12/15/2023 Approved)

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Contact information

Main Address

1109 Andrews Street, Houston, TX 77019

Mailing Address

Phone number

(850) 212-8725

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen S. Samuel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Scot Samuel's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARISTOBULUS INVESTMENT MANAGEMENT, LLC

ARISTOBULUS INVESTMENT MANAGEMENT, LLC

ARISTOBULUS INVESTMENT MANAGEMENT, LLC

ARISTOBULUS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2009

Current Firm

ARISTOBULUS INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

ARISTOBULUS INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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